SEC Filings

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SEC Filings

*Non-routine regulatory filings, including correspondence filings, can be found on the SEC website at www.sec.gov.

SEC Filings

Document Highlights
Other Filings
Filing Description Filing Type Filing Date Event Date Download Format
Proxy PRE 14A 2/15/2019 3/29/2019
13-D SC 13G 2/14/2019
Investment Company Filing 497AD 2/14/2019
13-D SC 13G 2/14/2019
Registration Statement POS EX 2/13/2019
Investment Company Filing 497AD 2/12/2019
Prospectus 497 2/12/2019
8-K 8-K 2/11/2019 2/11/2019
Abstract: Registrant provided its preliminary estimate of net asset value per share as of Dec. 31, 2018, and a preliminary estimate of its net investment income per share range for the three months ended Dec. 31, 2018. Registrant reported that on Jan. 8 and Jan. 25, New Mountain Finance Holdings LLC entered into certain joinder supplements.
Investment Company Filing 497AD 2/11/2019
Prospectus 497 2/11/2019
13-D SC 13G/A 1/22/2019
8-K 8-K 1/3/2019 1/3/2019
Abstract: On Jan. 3, registrant announced the schedules of its fourth quarter 2018 earnings release and dividend announcement. Registrant also announced that its board of directors authorized an extension of a program for the purpose of repurchasing up to $50 million worth of its common stock,
Insider Ownership 4 12/19/2018 12/17/2018
Abstract: Kline John
Insider Ownership 4 12/19/2018 12/17/2018
Abstract: Wolfgruber Kurt
Insider Ownership 4 12/19/2018 12/17/2018
Abstract: KLINSKY STEVEN B
8-K 8-K 12/19/2018 12/13/2018
Abstract: 8-K filed by New Mountain Finance Corp. (NMFC) covering Entry into a Material Definitive Agreement; Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; and Financial Statements and Exhibits.
Insider Ownership 4 12/14/2018 12/13/2018
Abstract: HAMWEE ROBERT
Insider Ownership 4 12/13/2018 12/13/2018
Abstract: Jerry Karrie J.
Insider Ownership 4 12/11/2018 12/10/2018
Abstract: Weinstein Adam
8-K 8-K 11/27/2018 11/19/2018
Abstract: 8-K filed by New Mountain Finance Corp. (NMFC) covering Entry into a Material Definitive Agreement; Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; and Financial Statements and Exhibits.

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