SEC Filings

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SEC Filings

*Non-routine regulatory filings, including correspondence filings, can be found on the SEC website at www.sec.gov.

SEC Filings

Document Highlights
Other Filings
Filing Description Filing Type Filing Date Event Date Download Format
8-K 8-K 4/18/2018 4/12/2018
Abstract: On April 18, registrant announced that its board of directors recommended that shareholders approve a proposal to reduce the registrant’s required minimum asset coverage ratio applicable to business development companies under the Investment Company Act of 1940, as amended, from 200% to 150%.
Proxy DEFA14A 4/18/2018
8-K 8-K 4/5/2018 3/30/2018
Abstract: 8-K filed by New Mountain Finance Corporation (NMFC) covering Entry into a Material Definitive Agreement; Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; and Financial Statements and Exhibits.
Investment Company Filing POS 8C 3/28/2018
Insider Ownership 4 3/16/2018 3/15/2018
Abstract: Hurley Alfred F Jr
Insider Ownership 4 3/16/2018 3/14/2018
Abstract: HAMWEE ROBERT
Proxy DEF 14A 3/14/2018 4/26/2018
Insider Ownership 4 3/14/2018 3/14/2018
Abstract: Kajee Shiraz
Insider Ownership 4 3/14/2018 3/13/2018
Abstract: Stone James
Insider Ownership 4 3/14/2018 3/12/2018
Abstract: KLINSKY STEVEN B
Insider Ownership 4 3/12/2018 3/8/2018
Abstract: KLINSKY STEVEN B
Insider Ownership 4 3/7/2018 3/5/2018
Abstract: Wolfgruber Kurt
Insider Ownership 4 3/6/2018 3/5/2018
Abstract: Weinstein Adam
Insider Ownership 4 3/5/2018 3/5/2018
Abstract: Kline John
8-K 8-K 2/28/2018 2/28/2018
Abstract: 8-K filed by New Mountain Finance Corporation (NMFC) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
10-K 10-K 2/28/2018 12/31/2017
8-K 8-K 2/5/2018 1/30/2018
Abstract: 8-K filed by New Mountain Finance Corporation (NMFC) covering Entry into a Material Definitive Agreement; Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; and Financial Statements and Exhibits.
13-D SC 13G/A 1/29/2018
8-K 8-K 1/3/2018 1/3/2018
Abstract: On Jan. 3, registrant announced that its board of directors authorized an extension of a program for the purpose of repurchasing up to $50 million worth of its common stock, to be implemented at the discretion of the registrant’s management team.
Insider Ownership 4 12/18/2017 12/15/2017
Abstract: Wolfgruber Kurt

Displaying 1 to 20 (of 402 filings)